Asset Management
Asset managers face a
multitude of challenges, ranging from preventing insider dealing to keeping on
top of rapidly evolving legislation.
Wolters Kluwer Financial
Services has a range of solutions available to help asset managers mitigate
their regulatory and operational risks.
Compliance Resource Network
Having the latest regulatory
developments at your fingertips as and when they happen will enable you to
manage your regulatory risk. Learn More
Compliance
Passport
For investment firms with positions in foreign countries, our Compliance
Passport solution helps you avoid fines, sanctions and possible criminal
charges for not complying with foreign reporting requirements. Learn
More
Examiner
This enterprise-wide
solution allows organisations to monitor their employees' personal account
dealing and adherence to corporate policies in real-time. Learn More
Enterprise Risk Management
The
convergence of compliance, operational and financial risk management
into an integrated group of risk frameworks that empowers risk
management professionals to make smart decisions with confidence in a
rapidly changing environment. Learn more
eLearning
A combination of ‘off the
shelf’ and bespoke training programmes are available on a variety of areas such
as Introduction to Compliance, Risk Events and Trading System Management. Learn More
Consultancy
Our experienced consultants work with you to identify
compliance and to process any gaps. In addition,
we are able to recommend best practice solutions that can optimise your
workflow and resolve any issues. Learn More
