Monitor, detect and prevent conflicts of interest in pre-trade dealing

Examiner is an enterprise-wide solution that empowers compliance officers to manage potential risks proactively by monitoring employees’ personal account dealing and adherence to corporate policies in real-time. Mission critical rule-sets are easily configurable at the touch of a button.

Examiner offers: 

• The ability to monitor and track personal account dealing with three intuitive platforms for employees, management and compliance managers
• Over 1,000 reporting combinations
• Seamless integration with other trade order management systems
• The ability to track and monitor all gifts and entertainment received and given through web based disclosure
• Custom certifications that can be set to be filled in by employees automatically
• The opportunity to set trading rules and functionality to meet your business needs.  For example, to prevent employees from trading with restricted securities

For more information on Examiner, please contact us at UKenquiries@wolterskluwer.com or call 0800 840 1160