Compliance Services

Organisations working within the financial services industry face numerous risks, including changes in regulation, regulators' visits (even if the name of the regulatory agency changes), and the possibility of fraud. We offer a comprehensive line of compliance services to help modern organisations to research, understand, comply, and manage these risks more effectively.

Compliance News and Analysis

Wolters Kluwer Financial Services employs more than 200 editors world-wide to ensure that the news and analysis we provide is not only delivered very quickly, but also with a level of detail unmatched by other providers. This approach provides a wide range of organisations with the actionable intelligence they need to identify the relevant issues and to comply with confidence.

Compliance Resource Network
Policy Management
Off-Shore Compliance 

Training and Certification

Whether delivered online or via bespoke classroom sessions, our comprehensive training programmes help up build a culture of compliance.

eLearning
Classroom Training 

Business Review and Consultancy

Bringing in the right consultant can be a cost effective way of adding value. Our consultants will work closely with you to evaluate your needs and identify the potential compliance issues, as well as their impact on your business. Learn More 

Internal Audit Management

Wolters Kluwer Financial Services provides several solutions to help firms evaluate and establish key internal processes, as well as communicating firm-wide policies. We also offer an industry leading audit management system that integrates every facet of the internal audit process system.

TeamMate
Policies and Procedures 

Recruitment

We have partnered with Compliance Recruitment Solutions (CRS) to provide financial firms with direct access to compliance professionals who are currently seeking career placement. Organisations regularly turn to our recruitment portal to reach thousands of dedicated and uniquely skilled compliance professionals. Learn More